Assessor Resource

RIIUND303D
Operate winder for shaft sinking

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to operate a winder for shaft sinking in Metalliferous Mining.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for operating a winder for shaft sinking

1.1 Access, interpret and apply documentation and procedures for operating a winder for shaft sinking and ensure the work activity is compliant

1.2 Receive, interpret and clarify shift changeover details

1.3 Select and wear appropriate personal protective equipment

1.4 Perform equipment and work area pre-start checks

1.5 Check written records for outstanding maintenance/inspections and recorded defects and take action

1.6 Identify, address and report potential risks and hazards

1.7 Carry out start-up procedures, including checking that area is clear for operations

1.8 Adhere to emergency procedures

1.9 Apply dust suppression and extraction methods

1.10 Ensure control cabin is environmentally and ergonomically sound

2. Conduct shaft sinking using manual winder

2.1 Communicate with relevant personnel

2.2 Confirm kibble is ready for operation

2.3 Initiate the system, follow start-up procedures and operate winder, complying with directions from the person in charge

2.4 Monitor and manage winder performance using appropriate indicators

2.5 Adjust speed and movement

2.6 Operate winder (or winders) for shaft sinking operations

2.7 Carry out shutdown procedures

3. Carry out winder inspections

3.1 Isolate and prove isolation of equipment

3.2 Inspect winder and auxiliary equipment and report faults/defects

3.3 Prepare winder for routine servicing

4. Conduct end-of-shift

4.1 Complete all required written documentation

4.2 Pass on end of shift information verbally or in writing and hand over control to oncoming shift

4.3 Ensure control room is clean and tidy

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient operation of a winder for shaft sinking, including:

selecting and using the required tools and equipment

conducting equipment and work area pre-start checks

identifying, addressing, recording and reporting defects, hazards and risks and environmental issues

confirm kibble is ready for operation

demonstrates completion of operating a winder for shaft sinking that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

completing start-up and shutdown procedures

applying dust suppression and extraction methods

energising the system

adjusting speed and movement

monitoring and managing the winder performance using indicators

operating the winder/s for shaft sinking operations

isolating and inspecting winder

confirming, checking and taking action to ensure control cabin is environmentally and ergonomically sound

The candidate must demonstrate knowledge in operating a winder for shaft sinking through:

relevant hand tools

the key areas of mining acts and regulations

winder type and systems and operations

shaft configuration and construction

shaft services and installations (pipes, cables, ladders etc)

identification of defects relevant to sinking operations through inspection or observation

trip and fault procedures and abnormal conditions

communication system between sinking operations and winder

equipment processes, technical capability and limitations

isolation and permit-to work systems and procedures

shaft ventilation systems

accessing and using in-shaft communications equipment

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for operating a winder for shaft sinking

1.1 Access, interpret and apply documentation and procedures for operating a winder for shaft sinking and ensure the work activity is compliant

1.2 Receive, interpret and clarify shift changeover details

1.3 Select and wear appropriate personal protective equipment

1.4 Perform equipment and work area pre-start checks

1.5 Check written records for outstanding maintenance/inspections and recorded defects and take action

1.6 Identify, address and report potential risks and hazards

1.7 Carry out start-up procedures, including checking that area is clear for operations

1.8 Adhere to emergency procedures

1.9 Apply dust suppression and extraction methods

1.10 Ensure control cabin is environmentally and ergonomically sound

2. Conduct shaft sinking using manual winder

2.1 Communicate with relevant personnel

2.2 Confirm kibble is ready for operation

2.3 Initiate the system, follow start-up procedures and operate winder, complying with directions from the person in charge

2.4 Monitor and manage winder performance using appropriate indicators

2.5 Adjust speed and movement

2.6 Operate winder (or winders) for shaft sinking operations

2.7 Carry out shutdown procedures

3. Carry out winder inspections

3.1 Isolate and prove isolation of equipment

3.2 Inspect winder and auxiliary equipment and report faults/defects

3.3 Prepare winder for routine servicing

4. Conduct end-of-shift

4.1 Complete all required written documentation

4.2 Pass on end of shift information verbally or in writing and hand over control to oncoming shift

4.3 Ensure control room is clean and tidy

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient operation of a winder for shaft sinking, including:

selecting and using the required tools and equipment

conducting equipment and work area pre-start checks

identifying, addressing, recording and reporting defects, hazards and risks and environmental issues

confirm kibble is ready for operation

demonstrates completion of operating a winder for shaft sinking that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

completing start-up and shutdown procedures

applying dust suppression and extraction methods

energising the system

adjusting speed and movement

monitoring and managing the winder performance using indicators

operating the winder/s for shaft sinking operations

isolating and inspecting winder

confirming, checking and taking action to ensure control cabin is environmentally and ergonomically sound

The candidate must demonstrate knowledge in operating a winder for shaft sinking through:

relevant hand tools

the key areas of mining acts and regulations

winder type and systems and operations

shaft configuration and construction

shaft services and installations (pipes, cables, ladders etc)

identification of defects relevant to sinking operations through inspection or observation

trip and fault procedures and abnormal conditions

communication system between sinking operations and winder

equipment processes, technical capability and limitations

isolation and permit-to work systems and procedures

shaft ventilation systems

accessing and using in-shaft communications equipment

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply documentation and procedures for operating a winder for shaft sinking and ensure the work activity is compliant 
Receive, interpret and clarify shift changeover details 
Select and wear appropriate personal protective equipment 
Perform equipment and work area pre-start checks 
Check written records for outstanding maintenance/inspections and recorded defects and take action 
Identify, address and report potential risks and hazards 
Carry out start-up procedures, including checking that area is clear for operations 
Adhere to emergency procedures 
Apply dust suppression and extraction methods 
Ensure control cabin is environmentally and ergonomically sound 
Communicate with relevant personnel 
Confirm kibble is ready for operation 
Initiate the system, follow start-up procedures and operate winder, complying with directions from the person in charge 
Monitor and manage winder performance using appropriate indicators 
Adjust speed and movement 
Operate winder (or winders) for shaft sinking operations 
Carry out shutdown procedures 
Isolate and prove isolation of equipment 
Inspect winder and auxiliary equipment and report faults/defects 
Prepare winder for routine servicing 
Complete all required written documentation 
Pass on end of shift information verbally or in writing and hand over control to oncoming shift 
Ensure control room is clean and tidy 
Access, interpret and apply documentation and procedures for operating a winder for shaft sinking and ensure the work activity is compliant 
Receive, interpret and clarify shift changeover details 
Select and wear appropriate personal protective equipment 
Perform equipment and work area pre-start checks 
Check written records for outstanding maintenance/inspections and recorded defects and take action 
Identify, address and report potential risks and hazards 
Carry out start-up procedures, including checking that area is clear for operations 
Adhere to emergency procedures 
Apply dust suppression and extraction methods 
Ensure control cabin is environmentally and ergonomically sound 
Communicate with relevant personnel 
Confirm kibble is ready for operation 
Initiate the system, follow start-up procedures and operate winder, complying with directions from the person in charge 
Monitor and manage winder performance using appropriate indicators 
Adjust speed and movement 
Operate winder (or winders) for shaft sinking operations 
Carry out shutdown procedures 
Isolate and prove isolation of equipment 
Inspect winder and auxiliary equipment and report faults/defects 
Prepare winder for routine servicing 
Complete all required written documentation 
Pass on end of shift information verbally or in writing and hand over control to oncoming shift 
Ensure control room is clean and tidy 

Forms

Assessment Cover Sheet

RIIUND303D - Operate winder for shaft sinking
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIUND303D - Operate winder for shaft sinking

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: